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Framework 03 · Setup Grading

Setup Grading

Which setups deserve capital?

Not all valid setups deserve capital.

A setup can be technically valid and still be a poor allocation of risk.

This framework does not predict outcomes. It ranks opportunities.

It exists to create scarcity and force selectivity.

Exhibit 01 · The Three Layers
Layer 1Eligibility

Is this a setup I trade?

NODiscard — not a setup
YESContinue
Layer 2Integrity

Does it satisfy its non-negotiable rules?

FAILSkip — not a setup
PASSContinue
Layer 3Quality

How good is this instance?

Score 5 dimensions.

GradeA · B · C · Unfunded

Each layer answers a different question, and the order matters.

Eligibility asks whether the pattern is one I trade at all. Integrity asks whether this instance satisfies that pattern's non-negotiable rules. Only what survives both gets scored.

Grading a setup that fails either layer is wasted work.

1Market Environment2Opportunity Universe3Setup Grading4Sizing5Trade Management

Most traders evaluate setups using feelings.

They see a chart. They like the story. They like the sector. They imagine the upside.

Then they enter.

Subjective conviction is not a repeatable process.

Every setup is evaluated against the same criteria, in the same order, so the decision to allocate capital is made the same way every time.

The framework sits between observation and action.

Layer 1 — Eligibility

Question: Is this a setup I trade?

This layer is binary and it is fast.

I maintain a defined set of setups. A chart either matches one of them or it does not. There is no partial match, no “close enough,” no setup I invent on the spot because the chart looks interesting.

Setup Grading is pattern-agnostic from here on. Whether the opportunity is an OTB Breakout, a VCP, a Pole & Flag, or another setup from the playbook, every eligible candidate moves through the same two layers that follow.

If the chart does not match a setup I trade, it is discarded. No scoring. No analysis. No debate.

Layer 2 — Integrity

Question: Does this setup satisfy its own non-negotiable rules?

Every setup has conditions that define it. Without them, the pattern is not a weaker version of itself — it is a different chart.

A Pole & Flag without a pole is not a weak Pole & Flag. There is no setup.

These are gates, not scores. Each one is pass or fail, with nothing in between.

Exhibit 02 · The Integrity Gates
Setup Definition

The pattern's defining conditions are present

Relative Strength

Minimum strength versus the index is present

Volume

Minimum participation at the trigger

Risk

Stop distance is within acceptable limits

Market Regime

The environment supports this setup type

The specific thresholds vary by setup — what counts as sufficient volume for a breakout is not what counts for a base. The categories stay constant; the numbers belong to each setup's own rules.

Fail any gate and the candidate does not proceed. It is not graded, and it does not appear in the ranking.

Layer 3 — Quality Score

Question: Among all valid setups, which deserve capital first?

Everything reaching this layer is already a real setup that satisfies its own rules. The question is no longer whether it works. The question is how strong it is relative to everything else available right now.

A good setup is rarely one thing. It is usually several favourable conditions appearing at the same time.

Note the shift in wording between Layer 2 and Layer 3. Layer 2 asks whether volume is present. Layer 3 asks how exceptional it is. Layer 2 asks whether relative strength is positive. Layer 3 asks how strong it is.

Defining conditions are gates. Improving conditions are scores. They are never mixed.

Exhibit 03 · The Quality Scorecard
Quality Scorecard(only reached after Layers 1 and 2 pass)
Trend Quality0 · 1 · 2
Structure Quality0 · 1 · 2
Relative Strength Quality0 · 1 · 2
Volume Quality0 · 1 · 2
Opportunity Quality0 · 1 · 2
Total/ 10
9–10AExceptional — allocate first
7–8BStrong — tradable
5–6CAcceptable — only when scarce
< 5Valid setup, no allocation today

Trend Quality

Question: Is the stock moving in the direction I want?

ScoreWhat it looks like
2Above 50 DMA and 200 DMA. Higher highs, higher lows. Rising moving averages. Stage 2 structure visible. Trend direction is immediately obvious.
1Above 200 DMA. Mixed structure, some higher lows, moving averages flattening. Trend exists but lacks momentum.
0Below 200 DMA, or choppy range with no clear direction. No trend advantage.
Trend is not an entry signal. Trend is a quality filter.

Structure Quality

Question: Is the chart organised?

ScoreWhat it looks like
2Tight base. Contractions shrinking properly. Clear pivot, clear resistance. Higher lows inside the base. The chart almost explains itself.
1Valid but imperfect. Base slightly loose, one deep contraction, wider swings, pivot exists but is not ideal.
0Wide volatility, deep retracements, no clean pivot. Requires too much explanation.
Structure determines clarity. If structure is unclear, risk management becomes guesswork.

Relative Strength Quality

Question: How strong is the outperformance?

Minimum relative strength was already confirmed at Layer 2. This dimension measures how far past that minimum the stock sits.
ScoreWhat it looks like
2Clear outperformance versus the index, sector is a top-two leader, RS line near highs.
1Outperforming the index, sector neutral.
0Outperforming, but only marginally. Cleared the gate without conviction.
A stock can rise. A strong stock rises faster than the market.

Volume Quality

Question: How exceptional is the participation?

Minimum volume was already confirmed at Layer 2. This dimension measures the degree.
ScoreWhat it looks like
2Volume far above the minimum — decisive expansion at the trigger.
1Volume comfortably above the minimum.
0Volume at the minimum. Cleared the gate, nothing more.
Volume does not create a setup. Volume validates a setup — and the strongest volume separates the best instances from the acceptable ones.

Opportunity Quality

Question: How efficient is the risk-reward?

Acceptable risk was already confirmed at Layer 2. This dimension measures efficiency within that acceptable range.
ScoreWhat it looks like
2Tight stop, clear multiple-R opportunity, entry not extended.
1Moderate stop, acceptable R multiple.
0Stop near the acceptable limit. Valid, but capital works harder here for less.
Good stocks are not always good trades.
Exhibit 04 · Two Rejections
Gate Failure

Relative strength negative.

Not a setup.

Does not enter the ranking.

Nothing to reconsider.

Low Score

Every gate passed.
Total score: 4.

A valid setup that lost to better opportunities today.

May grade higher next week.

A setup that violates a non-negotiable rule is not a lower-grade setup. It is not a setup.

A setup that scores poorly is still a setup. It simply did not earn capital today.

What The Grades Mean

A
9–10Exceptional

Rare. Everything aligns. These receive attention first and the largest allocation the environment permits.

B
7–8Strong

Good, not perfect. One or two dimensions sit below their best. Still highly tradable.

C
5–6Acceptable

Technically sound, not compelling. Considered only when stronger opportunities are scarce.

Under 5No allocation today

A valid setup that ranked below the alternatives. It stays on the watchlist. It does not receive capital.

Setup grading is not prediction.

An A-grade setup can fail. A C-grade setup can run.

The framework is not trying to forecast outcomes. It is trying to improve decision quality.

Judge the process. Not the result.

What This Framework Is Not

It Is Not A Prediction Engine. The grade describes the quality of the opportunity as it exists now. It says nothing about what happens next.

It Is Not A Single Checklist. Defining conditions and improving conditions are different things. Mixing them into one score lets a strong total paper over a fatal weakness. The layers exist to keep them apart.

It Is Not A Position Size. The grade ranks opportunities. It does not calculate how much capital they receive. That is the next framework.

The Handoff

Framework 03 answered

“Which setups deserve capital?”

Framework 04 answers

“How much?”

Setup Grading hands off to Sizing.Setup GradingSizing

Version 0.1 — Scoring anchors and gate thresholds are provisional and will be refined as the framework evolves.

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